ARISTA POWER, INC.
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(Name of Issuer)
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Common Stock, $0.002 par value
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(Title of Class of Securities)
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040414203
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(CUSIP Number)
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December 31, 2013
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(Date of Event Which Requires Filing of this Statement)
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o | Rule 13d-1(b) |
þ | Rule 13d-1(c) |
o | Rule 13d-1(d) |
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Capital Partners, L.P.
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) þ
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3. |
SEC Use Only
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4. |
Citizenship of Place of Organization
Delaware
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Number of Shares
Beneficially
Owned by Each
Reporting Person
With
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5. |
Sole Voting Power
0
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|
6. |
Shared Voting Power
1,050,000
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7. |
Sole Dispositive Power
0
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8. |
Shared Dispositive Power
1,050,000
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9. |
Aggregate Amount Beneficially Owned by each Reporting Person
1,050,000
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
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11. |
Percent of Class Represented by Amount in Row 9
5.7%
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12. |
Type of Reporting Person (See Instructions)
PN
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Capital Advisors, L.L.C.
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) þ
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3. |
SEC Use Only
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4. |
Citizenship of Place of Organization
Delaware
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Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
|
|
6. |
Shared Voting Power
1,050,000
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||
7. |
Sole Dispositive Power
0
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||
8. |
Shared Dispositive Power
1,050,000
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||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
1,050,000
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||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
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||
11. |
Percent of Class Represented by Amount in Row 9
5.7%
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||
12. |
Type of Reporting Person (See Instructions)
OO
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Overseas Fund, Ltd.
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) þ
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3. |
SEC Use Only
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4. |
Citizenship of Place of Organization
Cayman Islands
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Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
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|
6. |
Shared Voting Power
450,000
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||
7. |
Sole Dispositive Power
0
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||
8. |
Shared Dispositive Power
450,000
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||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
450,000
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
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11. |
Percent of Class Represented by Amount in Row 9
2.5%
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12. |
Type of Reporting Person (See Instructions)
OO
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Capital Management, L.P.
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||
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) þ
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||
3. |
SEC Use Only
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||
4. |
Citizenship of Place of Organization
Delaware
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||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
|
|
6. |
Shared Voting Power
1,500,000
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||
7. |
Sole Dispositive Power
0
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||
8. |
Shared Dispositive Power
1,500,000
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||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
1,500,000
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||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
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||
11. |
Percent of Class Represented by Amount in Row 9
8.1%
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||
12. |
Type of Reporting Person (See Instructions)
PN
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Capital, L.L.C.
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||
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) þ
|
||
3. |
SEC Use Only
|
||
4. |
Citizenship of Place of Organization
Delaware
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
|
|
6. |
Shared Voting Power
1,500,000
|
||
7. |
Sole Dispositive Power
0
|
||
8. |
Shared Dispositive Power
1,500,000
|
||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
1,500,000
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||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
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||
11. |
Percent of Class Represented by Amount in Row 9
8.1%
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||
12. |
Type of Reporting Person (See Instructions)
OO
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Globis Asia, L.L.C.
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||
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) þ
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||
3. |
SEC Use Only
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||
4. |
Citizenship of Place of Organization
Delaware
|
||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
|
|
6. |
Shared Voting Power
300,000
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||
7. |
Sole Dispositive Power
0
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||
8. |
Shared Dispositive Power
300,000
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||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
300,000
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||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
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||
11. |
Percent of Class Represented by Amount in Row 9
1.7%
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||
12. |
Type of Reporting Person (See Instructions)
OO
|
1. |
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Paul Packer
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) þ
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||
3. |
SEC Use Only
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||
4. |
Citizenship of Place of Organization
United States
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||
Number of Shares
Beneficially
Owned by Each
Reporting Person
With
|
5. |
Sole Voting Power
0
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|
6. |
Shared Voting Power
1,800,000
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||
7. |
Sole Dispositive Power
0
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||
8. |
Shared Dispositive Power
1,800,000
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||
9. |
Aggregate Amount Beneficially Owned by each Reporting Person
1,800,000
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||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o
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||
11. |
Percent of Class Represented by Amount in Row 9
9.7%
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12. |
Type of Reporting Person (See Instructions)
IN
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(a)
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o |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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o |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
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(e)
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o |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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o |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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o |
A non-U.S. institution, in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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o |
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________________.
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A.
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Globis Capital Partners, L.P.
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(a)
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Amount beneficially owned: 1,050,000
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(b)
|
Percent of class: 5.7%
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(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
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(ii)
|
Shared power to vote or direct the vote: 1,050,000
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(iii)
|
Sole power to dispose or direct the disposition: -0-
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(iv)
|
Shared power to dispose or direct the disposition: -0-
|
B.
|
Globis Capital Advisors, L.L.C.
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(a)
|
Amount beneficially owned: 1,050,000
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(b)
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Percent of class: 5.7%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
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(ii)
|
Shared power to vote or direct the vote: 1,050,000
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(iii)
|
Sole power to dispose or direct the disposition: -0-
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(iv)
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Shared power to dispose or direct the disposition: 1,050,000
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C.
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Globis Overseas Fund, Ltd.
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(a)
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Amount beneficially owned: 450,000
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(b)
|
Percent of class: 2.5%
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(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
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(ii)
|
Shared power to vote or direct the vote: 450,000
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(iii)
|
Sole power to dispose or direct the disposition: -0-
|
(iv)
|
Shared power to dispose or direct the disposition: 450,000
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D.
|
Globis Capital Management, L.P.
|
(a)
|
Amount beneficially owned: 1,500,000
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(b)
|
Percent of class: 8.1%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
|
(ii)
|
Shared power to vote or direct the vote: 1,500,000
|
(iii)
|
Sole power to dispose or direct the disposition: -0-
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(iv)
|
Shared power to dispose or direct the disposition: 1,500,000
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E.
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Globis Capital, L.L.C.
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(a)
|
Amount beneficially owned: 1,500,000
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(b)
|
Percent of class: 8.1%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
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(ii)
|
Shared power to vote or direct the vote: 1,500,000
|
(iii)
|
Sole power to dispose or direct the disposition: -0-
|
(iv)
|
Shared power to dispose or direct the disposition: 1,500,000
|
F.
|
Globis Asia , L.L.C.
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(a)
|
Amount beneficially owned: 300,000
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(b)
|
Percent of class: 1.7%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
|
(ii)
|
Shared power to vote or direct the vote: 300,000
|
(iii)
|
Sole power to dispose or direct the disposition: -0-
|
(iv)
|
Shared power to dispose or direct the disposition: 300,000
|
G.
|
Paul Packer
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(a)
|
Amount beneficially owned: 1,800,000
|
(b)
|
Percent of class: 9.7%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: -0-
|
(ii)
|
Shared power to vote or direct the vote: 1,800,000
|
(iii)
|
Sole power to dispose or direct the disposition: -0-
|
(iv)
|
Shared power to dispose or direct the disposition: 1,800,000
|
February 14, 2014
|
/s/ Paul Packer | ||
Paul Packer,
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individually and as managing member of:
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(a) Globis Capital Advisors, L.L.C.,
for itself and as the general partner of
Globis Capital Partners, L.P.; (b) Globis Capital, L.L.C., for itself and as the general partner of
Globis Capital Management, L.P., the Investment Manager of Globis Overseas Fund, Ltd.; and (c) Globis Asia L.L.C.
|
February 14, 2014
|
/s/ Paul Packer | ||
Paul Packer,
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|||
individually and as managing member of:
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|||
(a) Globis Capital Advisors, L.L.C.,
for itself and as the general partner of
Globis Capital Partners, L.P.; (b) Globis Capital, L.L.C., for itself and as the general partner of
Globis Capital Management, L.P., the Investment Manager of Globis Overseas Fund, Ltd.; and (c) Globis Asia L.L.C.
|